Company name Goldman Sachs (EPT)
Headline Form 8.5 (EPT/RI)-Amendment


RNS Number : 2966L
GoldmanSachs International
17 July 2017
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 05 July for dealings on 30 June has been updated. Section 2(b) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SKY PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

TWENTY-FIRST CENTURY FOX, INC

(d) Date dealing undertaken:

30 June 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

50p ordinary

Purchases

5,853,155

9.9500 GBP

9.8380 GBP

50p ordinary

Sales

2,570,064

9.9500 GBP

9.8350 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

50p ordinary

CFD

Reducing a short position

50,000

9.8480 GBP

50p ordinary

CFD

Increasing a short position

4,894

9.8754 GBP

50p ordinary

CFD

Increasing a short position

74,494

9.8754 GBP

50p ordinary

CFD

Increasing a short position

10,990

9.8754 GBP

50p ordinary

CFD

Increasing a short position

43,758

9.8754 GBP

50p ordinary

CFD

Increasing a short position

37,261

9.8754 GBP

50p ordinary

CFD

Increasing a short position

24,641

9.8754 GBP

50p ordinary

CFD

Increasing a short position

65,050

9.8754 GBP

50p ordinary

CFD

Increasing a short position

18,230

9.8754 GBP

50p ordinary

CFD

Reducing a short position

392,000

9.8875 GBP

50p ordinary

CFD

Opening a short position

209,355

9.8895 GBP

50p ordinary

CFD

Opening a short position

917,645

9.8895 GBP

50p ordinary

CFD

Reducing a short position

12,000

9.8900 GBP

50p ordinary

CFD

Opening a short position

55,729

9.8923 GBP

50p ordinary

CFD

Opening a short position

244,271

9.8923 GBP

50p ordinary

CFD

Reducing a short position

393,000

9.9131 GBP

50p ordinary

CFD

Reducing a short position

165,318

9.9176 GBP

50p ordinary

CFD

Reducing a short position

472,691

9.9176 GBP

50p ordinary

CFD

Opening a short position

33,551

9.9407 GBP

50p ordinary

CFD

Reducing a short position

153,481

9.9425 GBP

50p ordinary

SWAP

Opening a short position

10,000

9.8830 GBP

50p ordinary

SWAP

Increasing a short position

24,294

9.9279 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

17 July 2017

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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